Negligence

Stockbrokers and investment advisors have a duty to use due care and act reasonably in their advice to investors regarding what to buy, sell, hold and plan for specific investment goals. Negligence is unreasonable or reckless advice, actions or omissions by the stockbroker or financial advisor.

To discuss negligence, or any other claim with a securities arbitration attorney, please complete this form or call 800-520-8526.