Mutual Fund Fraud

Mutual Fund Fraud may occur when the broker or investment advisor ignores the different commission structures, redemption fees and other financial terms of funds in making recommendations to the investor-client. Advice regarding the buying and selling of mutual fund shares that fails to meet the client's investment goals, but generates commission income for the broker or advisor, should be examined very carefully.

To discuss Mutual Fund Fraud, or any other claim with a securities arbitration attorney, please complete this form or call 800-520-8526.